Tuesday, February 28, 2017

Top-Down, Bottom-Up, and the ABCD of Personality

I've blogged many times about the human brain, taking time to discuss the various brain regions and what behaviors and processes they control. Your brain is an amazing demonstration of evolution in action, even in terms of its structure.

The lowest parts of the brain (the hindbrain - the cerebellum, pons, and medulla oblongata) control the basics of life: breathing, heartbeat, sleep, swallowing, bladder control, movement, etc. The midbrain/forebrain* controls processes that rank a little higher on the continuum, but still not what we'd consider high-level processing: emotion, sleep-wake cycle and arousal, temperature regulation, and the transfer of short-term to long-term memory (the very basics of learning), among other things.

Finally, the cerebral cortex, the outer-most part of the brain that developed last evolutionarily speaking; it is responsible for what we call consciousness, and this part of the brain in particular is responsible for many of the traits that differentiate humans from other animals - memory, attention, language, and perception. Other animals have a cerebral cortex as well but not nearly as developed as our own.

These various brain structures work together, and sometimes a lower part of the brain will take over for the higher parts of the brain, especially when there is some kind of disorder of higher brain function. Sandeep Gautam over at The Mouse Trap discusses the work of Paul McClean, and refers to activity coming from the lower brain areas as "bottom-up" and activity from the higher brain areas as "top-down." In his post, he discusses the ABCDs - affect (emotion), behavior, cognition (thought), and desire - and links these bottom-up/top-down processes to different personality traits, offering an eight-part structure of personality: a bottom-up and top-down trait for each of the ABCDs:

  • Affective
    • Bottom-Up: How we respond to stimuli, specifically Introversion/Extroversion
    • Top-Down: Analyzing the situation for things that require increased vigilance and potentially anxiety, a trait called Neuroticism (aka: Emotionality)
  • Behavioral
    • Bottom-Up: Basic response to stimuli, Impulsivity or Impulsive Sensation Seeking
    • Top-Down: A more thoughtful response to stimuli, including considering how that response might impact oneself and others, which could lead to inhibition. This trait is known as Conscientiousness
  • Cognition
    • Bottom-Up: Degree of distractibility or focus when encountering new things, which manifests as the trait Openness to Experience
    • Top-Down: Making connections between concepts, a trait known as Imagination
  • Desire/Drives
    • Bottom-Up: Degree of aggression in one's reactions, a trait known as Agreeableness
    • Top-Down: A process driven by expectation, which impacts one's desire to help or hurt others. He refers to this trait as the Honesty-Humility dimension

This structure is a departure from the Big Five personality traits. Obviously, it includes those 5 (Extroversion, Neuroticism, Conscientiousness, Openness to Experience, and Agreeableness), but adds 3 more (Impulsivity, Imagination, and Honesty-Humility). As I've mentioned before, I'm a big fan of the Big Five (more on that here), so I find this new structure interesting but a little strange. Probably what is strangest to me is that 3 of the Big Five are considered bottom-up processes, rather than the more thoughtful, controlled top-down. I would have thought Agreeableness and Openness to Experience were the result of higher-level processing.

It's a somewhat artificial divide of course. Except in the case of injury to a higher-level part of the brain, even bottom-up processes are going to be shaped by higher-level thinking. Your degree of Introversion/Extroversion, for instance, may influence your most basic response to social stimuli, but it's going to take higher-level processing to understand how best to handle that reaction and also determine what you need in that situation (that is, I'm feeling X, so do I need alone time or time with others?).

What do you think about this new taxonomy?

*These two areas tend to be differentiated from each other, but I was always taught about them in combination, under the title "midbrain." The forebrain includes structures like the amygdala, hippocampus, and so on. They rank higher up than the hindbrain, but are still considered "subcortical."

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